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.. SPDX-License-Identifier: GPL-2.0
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.. _researcher_guidelines:
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Researcher Guidelines
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+++++++++++++++++++++
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The Linux kernel community welcomes transparent research on the Linux
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kernel, the activities involved in producing it, and any other byproducts
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of its development. Linux benefits greatly from this kind of research, and
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most aspects of Linux are driven by research in one form or another.
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The community greatly appreciates if researchers can share preliminary
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findings before making their results public, especially if such research
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involves security. Getting involved early helps both improve the quality
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of research and ability for Linux to improve from it. In any case,
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sharing open access copies of the published research with the community
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is recommended.
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This document seeks to clarify what the Linux kernel community considers
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acceptable and non-acceptable practices when conducting such research. At
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the very least, such research and related activities should follow
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standard research ethics rules. For more background on research ethics
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generally, ethics in technology, and research of developer communities
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in particular, see:
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* `History of Research Ethics <https://www.unlv.edu/research/ORI-HSR/history-ethics>`_
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* `IEEE Ethics <https://www.ieee.org/about/ethics/index.html>`_
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* `Developer and Researcher Views on the Ethics of Experiments on Open-Source Projects <https://arxiv.org/pdf/2112.13217.pdf>`_
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The Linux kernel community expects that everyone interacting with the
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project is participating in good faith to make Linux better. Research on
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any publicly-available artifact (including, but not limited to source
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code) produced by the Linux kernel community is welcome, though research
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on developers must be distinctly opt-in.
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Passive research that is based entirely on publicly available sources,
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including posts to public mailing lists and commits to public
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repositories, is clearly permissible. Though, as with any research,
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standard ethics must still be followed.
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Active research on developer behavior, however, must be done with the
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explicit agreement of, and full disclosure to, the individual developers
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involved. Developers cannot be interacted with/experimented on without
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consent; this, too, is standard research ethics.
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Surveys
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=======
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Research often takes the form of surveys sent to maintainers or
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contributors. As a general rule, though, the kernel community derives
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little value from these surveys. The kernel development process works
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because every developer benefits from their participation, even working
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with others who have different goals. Responding to a survey, though, is a
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one-way demand placed on busy developers with no corresponding benefit to
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themselves or to the kernel community as a whole. For this reason, this
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method of research is discouraged.
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Kernel community members already receive far too much email and are likely
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to perceive survey requests as just another demand on their time. Sending
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such requests deprives the community of valuable contributor time and is
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unlikely to yield a statistically useful response.
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As an alternative, researchers should consider attending developer events,
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hosting sessions where the research project and its benefits to the
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participants can be explained, and interacting directly with the community
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there. The information received will be far richer than that obtained from
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an email survey, and the community will gain from the ability to learn from
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your insights as well.
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Patches
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=======
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To help clarify: sending patches to developers *is* interacting
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with them, but they have already consented to receiving *good faith
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contributions*. Sending intentionally flawed/vulnerable patches or
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contributing misleading information to discussions is not consented
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to. Such communication can be damaging to the developer (e.g. draining
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time, effort, and morale) and damaging to the project by eroding
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the entire developer community's trust in the contributor (and the
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contributor's organization as a whole), undermining efforts to provide
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constructive feedback to contributors, and putting end users at risk of
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software flaws.
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Participation in the development of Linux itself by researchers, as
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with anyone, is welcomed and encouraged. Research into Linux code is
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a common practice, especially when it comes to developing or running
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analysis tools that produce actionable results.
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When engaging with the developer community, sending a patch has
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traditionally been the best way to make an impact. Linux already has
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plenty of known bugs -- what's much more helpful is having vetted fixes.
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Before contributing, carefully read the appropriate documentation:
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* Documentation/process/development-process.rst
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* Documentation/process/submitting-patches.rst
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* Documentation/admin-guide/reporting-issues.rst
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* Documentation/process/security-bugs.rst
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Then send a patch (including a commit log with all the details listed
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below) and follow up on any feedback from other developers.
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When sending patches produced from research, the commit logs should
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contain at least the following details, so that developers have
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appropriate context for understanding the contribution. Answer:
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* What is the specific problem that has been found?
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* How could the problem be reached on a running system?
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* What effect would encountering the problem have on the system?
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* How was the problem found? Specifically include details about any
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testing, static or dynamic analysis programs, and any other tools or
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methods used to perform the work.
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* Which version of Linux was the problem found on? Using the most recent
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release or a recent linux-next branch is strongly preferred (see
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Documentation/process/howto.rst).
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* What was changed to fix the problem, and why it is believed to be correct?
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* How was the change build tested and run-time tested?
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* What prior commit does this change fix? This should go in a "Fixes:"
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tag as the documentation describes.
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* Who else has reviewed this patch? This should go in appropriate
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"Reviewed-by:" tags; see below.
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For example::
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From: Author <author@email>
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Subject: [PATCH] drivers/foo_bar: Add missing kfree()
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The error path in foo_bar driver does not correctly free the allocated
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struct foo_bar_info. This can happen if the attached foo_bar device
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rejects the initialization packets sent during foo_bar_probe(). This
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would result in a 64 byte slab memory leak once per device attach,
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wasting memory resources over time.
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This flaw was found using an experimental static analysis tool we are
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developing, LeakMagic[1], which reported the following warning when
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analyzing the v5.15 kernel release:
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path/to/foo_bar.c:187: missing kfree() call?
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Add the missing kfree() to the error path. No other references to
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this memory exist outside the probe function, so this is the only
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place it can be freed.
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x86_64 and arm64 defconfig builds with CONFIG_FOO_BAR=y using GCC
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11.2 show no new warnings, and LeakMagic no longer warns about this
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code path. As we don't have a FooBar device to test with, no runtime
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testing was able to be performed.
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[1] https://url/to/leakmagic/details
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Reported-by: Researcher <researcher@email>
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Fixes: aaaabbbbccccdddd ("Introduce support for FooBar")
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Signed-off-by: Author <author@email>
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Reviewed-by: Reviewer <reviewer@email>
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If you are a first time contributor it is recommended that the patch
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itself be vetted by others privately before being posted to public lists.
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(This is required if you have been explicitly told your patches need
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more careful internal review.) These people are expected to have their
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"Reviewed-by" tag included in the resulting patch. Finding another
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developer familiar with Linux contribution, especially within your own
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organization, and having them help with reviews before sending them to
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the public mailing lists tends to significantly improve the quality of the
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resulting patches, and there by reduces the burden on other developers.
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If no one can be found to internally review patches and you need
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help finding such a person, or if you have any other questions
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related to this document and the developer community's expectations,
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please reach out to the private Technical Advisory Board mailing list:
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<tech-board@groups.linuxfoundation.org>.
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